Other services
- Mergers & Acquisitions
- Stock Splits
- Transfer Agent Selection & Coordination
- CAPTable setup, maintenance and reconciliation
- Periodic reporting: Financial/Accounting; Legal, Treasury, Human Resources
- IRS W2-Income reporting from equity compensation income
- Training of in-house stock administration personnel
- Periodic audit of database
- Ensure compliance with IRS regulations for Incentive Stock Option and Non-Qualified Stock Option Plans, Restricted Stock and Employee Stock Purchase Plans
- SOX documentation and procedures
- Internal Controls setup & implementation
- Setting up and implementation of Insider Trading Policy for all employees, directors and officers
- Stock Administration software platform set-up, conversion, migration, or upgrade
- Section 6039 compliance and reporting.
- Form 3921 and 3922 filing
- Coordinate RFP's, vendor selection